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Reporting Problems


Unanticipated Risks


Investigators must report to the IRB any unanticipated harm or discomforts to the subjects. Harms or discomforts could include those that occur as a result of the research activities themselves (severe distress brought on by study questions) or those related to the protection of study data (inadvertent breach of confidentiality).

Investigators should also inform the IRB if other researchers have identified unanticipated risks in similar contemporaneous studies.

Generally, a study with unanticipated risks resulting from study procedures will be stopped while the investigator and the IRB review possible responses and consider changes to the protocol. Changes to the protocol resulted from the review would have to be approved by the IRB before the study could be resumed.

Errors

Investigators should also let the IRB know if errors are made and protocols are not carried out as approved. For example, a study coordinator who has had to revise a consent forms many times may distribute the wrong version of the form to the research staff. Errors need to be reported as soon as they are identified so they can be fixed and their solutions noted in the official record. (Protocols are subject to external audit at any time.)