Home: Duke Research Policies: Principal Investigator Status
Principal Investigator Status


Faculty Handbook, Chapter 5
Sample Request for PI Status

PI Roles and Responsibilities

It is the University policy that only those with whom the University has or intends to have an on-going contractual relationship may serve as Principal Investigators or Program Directors for projects, research or otherwise, supported by external funding sources. This policy is implemented as follows:

Campus Components:
The status of principal investigators is granted as a matter of privilege to regular rank faculty and to select senior administrative staff. This status is available to faculty on the tenure tack and to to other regular faculty on the research and "practice of" tracks. In special instances, other members of the University community may request permission to serve as Principal Investigator. Requests for PI status should be sent on behalf of the individual with an approval and endorsement from the relevant department chair (if applicable) to the dean; the request should include an endorsement and an assurance that the department will assume responsibility for the conduct of the grant or contract.

Medical Center:
The status of principal investigator is granted as a matter of privilege to all faculty in the Medical Center and to select senior administrative staff. This status is available to faculty on the tenure track and to other regular faculty on the research, clinical and "practice of" tracks. In addition, faculty who are appointed to the non-regular tracks may serve as Principal Investigators with the approval and endorsement of their departmental chairpersons, who assure the assumption of responsibility for the conduct of the grant should the Principal Investigator not remain with the University for the duration of the grant.